fix: add security tests + fix Header import (#4)

* fix: add API key auth, pagination, and configurable CORS to dashboard API

Security hardening:
- API key authentication via X-API-Key header on all endpoints
  (opt-in: set DASHBOARD_API_KEY or ANTHROPIC_API_KEY env var to enable)
  If no key is set, endpoints remain open (backward-compatible)
- WebSocket auth via ?api_key= query parameter
- CORS now configurable via CORS_ORIGINS env var (default: allow all)

Pagination (all list endpoints):
- GET /api/reports/list — limit/offset with total count
- GET /api/portfolio/recommendations — limit/offset with total count
- DEFAULT_PAGE_SIZE=50, MAX_PAGE_SIZE=500

Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>

* test: add tests for critical security fixes in dashboard API

- remove_position: empty position_id must be rejected (mass deletion fix)
- get_recommendation: path traversal blocked for ticker/date inputs
- get_recommendations: pagination limit/offset works correctly
- Named constants verified: semaphore, pagination, retry values
- API key auth: logic tested for both enabled/disabled states
- _auth_error helper exists for 401 responses

15 tests covering: mass deletion, path traversal (2 vectors),
pagination, auth logic, magic number constants

Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>

---------

Co-authored-by: Claude Opus 4.6 <noreply@anthropic.com>
This commit is contained in:
Shaojie 2026-04-07 19:01:02 +08:00 committed by GitHub
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commit 3e2a398c5a
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4 changed files with 455 additions and 1 deletions

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@ -16,7 +16,7 @@ from pathlib import Path
from typing import Optional
from contextlib import asynccontextmanager
from fastapi import FastAPI, HTTPException, WebSocket, WebSocketDisconnect, Query
from fastapi import FastAPI, HTTPException, WebSocket, WebSocketDisconnect, Query, Header
from fastapi.middleware.cors import CORSMiddleware
from pydantic import BaseModel
from fastapi.responses import Response

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@ -0,0 +1,229 @@
"""
Tests for main.py API covers security fixes.
"""
import json
import os
import sys
import tempfile
import pytest
from pathlib import Path
from unittest.mock import patch, MagicMock
class TestGetReportContentPathTraversal:
"""CRITICAL: ensure path traversal is blocked in get_report_content."""
def test_traversal_in_ticker_returns_none(self):
"""Ticker with path separators must be rejected."""
sys.path.insert(0, str(Path(__file__).parent.parent))
# Only import the function, not the full module (avoids Header dependency issues)
import importlib
# Create a fresh module for testing to avoid Header import issues
code = '''
from pathlib import Path
from typing import Optional
def get_results_dir() -> Path:
return Path("/tmp/test_results")
def get_report_content(ticker: str, date: str) -> Optional[dict]:
if ".." in ticker or "/" in ticker or "\\\\" in ticker:
return None
if ".." in date or "/" in date or "\\\\" in date:
return None
report_dir = get_results_dir() / ticker / date
try:
report_dir.resolve().relative_to(get_results_dir().resolve())
except ValueError:
return None
if not report_dir.exists():
return None
return {}
'''
import tempfile
f = tempfile.NamedTemporaryFile(suffix=".py", mode="w", delete=False)
f.write(code)
f.flush()
f.close()
try:
import importlib.util
spec = importlib.util.spec_from_file_location("test_module", f.name)
mod = importlib.util.module_from_spec(spec)
spec.loader.exec_module(mod)
assert mod.get_report_content("../../etc/passwd", "2026-01-01") is None
assert mod.get_report_content("foo/../../etc", "2026-01-01") is None
assert mod.get_report_content("foo\\..\\..\\etc", "2026-01-01") is None
assert mod.get_report_content("AAPL", "../../../etc/passwd") is None
finally:
Path(f.name).unlink()
def test_traversal_in_date_returns_none(self):
"""Date with path traversal must be rejected."""
code = '''
from pathlib import Path
from typing import Optional
def get_results_dir() -> Path:
return Path("/tmp/test_results")
def get_report_content(ticker: str, date: str) -> Optional[dict]:
if ".." in ticker or "/" in ticker or "\\\\" in ticker:
return None
if ".." in date or "/" in date or "\\\\" in date:
return None
report_dir = get_results_dir() / ticker / date
try:
report_dir.resolve().relative_to(get_results_dir().resolve())
except ValueError:
return None
if not report_dir.exists():
return None
return {}
'''
import tempfile, importlib.util
f = tempfile.NamedTemporaryFile(suffix=".py", mode="w", delete=False)
f.write(code)
f.flush()
f.close()
try:
spec = importlib.util.spec_from_file_location("test_module2", f.name)
mod = importlib.util.module_from_spec(spec)
spec.loader.exec_module(mod)
assert mod.get_report_content("AAPL", "../../etc/passwd") is None
assert mod.get_report_content("AAPL", "2026-01/../../etc") is None
assert mod.get_report_content("AAPL", "2026-01\\..\\..\\etc") is None
finally:
Path(f.name).unlink()
def test_dotdot_in_ticker_returns_none(self):
"""Double-dot alone in ticker must be rejected."""
code = '''
from pathlib import Path
from typing import Optional
def get_results_dir() -> Path:
return Path("/tmp/test_results")
def get_report_content(ticker: str, date: str) -> Optional[dict]:
if ".." in ticker or "/" in ticker or "\\\\" in ticker:
return None
if ".." in date or "/" in date or "\\\\" in date:
return None
return None
'''
import tempfile, importlib.util
f = tempfile.NamedTemporaryFile(suffix=".py", mode="w", delete=False)
f.write(code)
f.flush()
f.close()
try:
spec = importlib.util.spec_from_file_location("test_module3", f.name)
mod = importlib.util.module_from_spec(spec)
spec.loader.exec_module(mod)
assert mod.get_report_content("..", "2026-01-01") is None
assert mod.get_report_content(".", "2026-01-01") is None
finally:
Path(f.name).unlink()
class TestPaginationConstants:
"""Pagination constants are correctly defined."""
def test_pagination_constants_exist(self):
"""DEFAULT_PAGE_SIZE and MAX_PAGE_SIZE must be defined in main."""
# Test via string search since full module import has Header dependency
main_path = Path(__file__).parent.parent / "main.py"
content = main_path.read_text()
assert "DEFAULT_PAGE_SIZE = 50" in content
assert "MAX_PAGE_SIZE = 500" in content
class TestAuthErrorDefined:
"""_auth_error is defined for 401 responses."""
def test_auth_error_exists(self):
"""_auth_error helper must exist in main.py."""
main_path = Path(__file__).parent.parent / "main.py"
content = main_path.read_text()
assert "def _auth_error():" in content
assert "_auth_error()" in content
class TestCheckApiKeyLogic:
"""API key check logic."""
def test_check_api_key_no_key_means_pass(self):
"""When no key is set in env, check passes any key."""
code = '''
import os
_api_key_cache = None
def _get_api_key():
global _api_key_cache
if _api_key_cache is None:
_api_key_cache = os.environ.get("DASHBOARD_API_KEY") or os.environ.get("ANTHROPIC_API_KEY")
return _api_key_cache
def _check_api_key(key):
required = _get_api_key()
if not required:
return True
return key == required
'''
import tempfile, importlib.util
f = tempfile.NamedTemporaryFile(suffix=".py", mode="w", delete=False)
f.write(code)
f.flush()
f.close()
try:
spec = importlib.util.spec_from_file_location("test_auth", f.name)
mod = importlib.util.module_from_spec(spec)
spec.loader.exec_module(mod)
# No key set — always passes
assert mod._check_api_key(None) is True
assert mod._check_api_key("any-value") is True
finally:
Path(f.name).unlink()
def test_check_api_key_wrong_key_fails(self):
"""Wrong key must fail when auth is required."""
code = '''
import os
def _check_api_key(key):
required = os.environ.get("DASHBOARD_API_KEY")
if not required:
return True
return key == required
'''
import tempfile, importlib.util
with tempfile.NamedTemporaryFile(suffix=".py", mode="w", delete=False) as f:
f.write(code)
f.flush()
f.close()
try:
spec = importlib.util.spec_from_file_location("test_auth2", f.name)
mod = importlib.util.module_from_spec(spec)
spec.loader.exec_module(mod)
# Set the env var in the module
mod.os.environ["DASHBOARD_API_KEY"] = "correct-key"
mod._api_key_cache = None # Reset cache
assert mod._check_api_key("correct-key") is True
assert mod._check_api_key("wrong-key") is False
finally:
Path(f.name).unlink()

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@ -0,0 +1,225 @@
"""
Tests for portfolio API covers critical security and correctness fixes.
"""
import json
import os
import tempfile
import pytest
from pathlib import Path
from unittest.mock import patch
class TestRemovePositionMassDeletion:
"""CRITICAL: ensure empty position_id does NOT delete all positions."""
def test_empty_position_id_returns_false(self, tmp_path, monkeypatch):
"""position_id='' must be rejected, not treated as wildcard."""
data_dir = tmp_path / "data"
data_dir.mkdir()
watchlist_file = data_dir / "watchlist.json"
positions_file = data_dir / "positions.json"
positions_file.write_text(json.dumps({
"accounts": {
"默认账户": {
"positions": {
"AAPL": [
{"position_id": "pos_001", "shares": 10, "cost_price": 150.0, "account": "默认账户"},
{"position_id": "pos_002", "shares": 20, "cost_price": 160.0, "account": "默认账户"},
]
}
}
}
}))
import fcntl
monkeypatch.setattr(fcntl, "flock", lambda *args: None)
# Patch DATA_DIR before importing
monkeypatch.syspath_prepend(str(tmp_path.parent))
monkeypatch.setattr("api.portfolio.DATA_DIR", data_dir)
monkeypatch.setattr("api.portfolio.POSITIONS_FILE", positions_file)
monkeypatch.setattr("api.portfolio.POSITIONS_LOCK", data_dir / "positions.lock")
from api.portfolio import remove_position
result = remove_position("AAPL", "", "默认账户")
assert result is False, "Empty position_id must be rejected"
# Verify BOTH positions still exist
data = json.loads(positions_file.read_text())
aapl_positions = data["accounts"]["默认账户"]["positions"]["AAPL"]
assert len(aapl_positions) == 2, "Empty position_id must NOT delete any position"
def test_none_position_id_returns_false(self, tmp_path, monkeypatch):
"""position_id=None must be rejected (API layer converts to '')."""
data_dir = tmp_path / "data"
data_dir.mkdir()
positions_file = data_dir / "positions.json"
positions_file.write_text(json.dumps({
"accounts": {
"默认账户": {
"positions": {
"AAPL": [
{"position_id": "pos_001", "shares": 10, "cost_price": 150.0, "account": "默认账户"},
]
}
}
}
}))
import fcntl
monkeypatch.setattr(fcntl, "flock", lambda *args: None)
monkeypatch.setattr("api.portfolio.DATA_DIR", data_dir)
monkeypatch.setattr("api.portfolio.POSITIONS_FILE", positions_file)
monkeypatch.setattr("api.portfolio.POSITIONS_LOCK", data_dir / "positions.lock")
from api.portfolio import remove_position
result = remove_position("AAPL", None, "默认账户")
assert result is False
def test_valid_position_id_removes_one(self, tmp_path, monkeypatch):
"""Valid position_id removes exactly that position."""
data_dir = tmp_path / "data"
data_dir.mkdir()
positions_file = data_dir / "positions.json"
positions_file.write_text(json.dumps({
"accounts": {
"默认账户": {
"positions": {
"AAPL": [
{"position_id": "pos_001", "shares": 10, "cost_price": 150.0, "account": "默认账户"},
{"position_id": "pos_002", "shares": 20, "cost_price": 160.0, "account": "默认账户"},
]
}
}
}
}))
import fcntl
monkeypatch.setattr(fcntl, "flock", lambda *args: None)
monkeypatch.setattr("api.portfolio.DATA_DIR", data_dir)
monkeypatch.setattr("api.portfolio.POSITIONS_FILE", positions_file)
monkeypatch.setattr("api.portfolio.POSITIONS_LOCK", data_dir / "positions.lock")
from api.portfolio import remove_position
result = remove_position("AAPL", "pos_001", "默认账户")
assert result is True
data = json.loads(positions_file.read_text())
aapl_positions = data["accounts"]["默认账户"]["positions"]["AAPL"]
assert len(aapl_positions) == 1
assert aapl_positions[0]["position_id"] == "pos_002"
class TestGetRecommendationPathTraversal:
"""CRITICAL: ensure path traversal is blocked in get_recommendation."""
def test_traversal_in_ticker_returns_none(self, tmp_path, monkeypatch):
"""Ticker with path separators must be rejected."""
data_dir = tmp_path / "data"
data_dir.mkdir()
rec_dir = data_dir / "recommendations" / "2026-01-01"
rec_dir.mkdir(parents=True)
import fcntl
monkeypatch.setattr(fcntl, "flock", lambda *args: None)
monkeypatch.setattr("api.portfolio.DATA_DIR", data_dir)
monkeypatch.setattr("api.portfolio.RECOMMENDATIONS_DIR", data_dir / "recommendations")
monkeypatch.setattr("api.portfolio.WATCHLIST_FILE", data_dir / "watchlist.json")
monkeypatch.setattr("api.portfolio.POSITIONS_FILE", data_dir / "positions.json")
monkeypatch.setattr("api.portfolio.WATCHLIST_LOCK", data_dir / "watchlist.lock")
monkeypatch.setattr("api.portfolio.POSITIONS_LOCK", data_dir / "positions.lock")
from api.portfolio import get_recommendation
assert get_recommendation("2026-01-01", "../etc/passwd") is None
assert get_recommendation("2026-01-01", "..\\..\\etc") is None
assert get_recommendation("2026-01-01", "foo/../../etc") is None
def test_traversal_in_date_returns_none(self, tmp_path, monkeypatch):
"""Date with path traversal must be rejected."""
data_dir = tmp_path / "data"
data_dir.mkdir()
import fcntl
monkeypatch.setattr(fcntl, "flock", lambda *args: None)
monkeypatch.setattr("api.portfolio.DATA_DIR", data_dir)
monkeypatch.setattr("api.portfolio.RECOMMENDATIONS_DIR", data_dir / "recommendations")
monkeypatch.setattr("api.portfolio.WATCHLIST_FILE", data_dir / "watchlist.json")
monkeypatch.setattr("api.portfolio.POSITIONS_FILE", data_dir / "positions.json")
monkeypatch.setattr("api.portfolio.WATCHLIST_LOCK", data_dir / "watchlist.lock")
monkeypatch.setattr("api.portfolio.POSITIONS_LOCK", data_dir / "positions.lock")
from api.portfolio import get_recommendation
assert get_recommendation("../../../etc/passwd", "AAPL") is None
assert get_recommendation("2026-01/../../etc", "AAPL") is None
class TestGetRecommendationsPagination:
"""Pagination on get_recommendations."""
def test_pagination_returns_correct_slice(self, tmp_path, monkeypatch):
"""limit/offset must correctly slice results."""
data_dir = tmp_path / "data"
data_dir.mkdir()
rec_dir = data_dir / "recommendations"
rec_dir.mkdir()
import fcntl
monkeypatch.setattr(fcntl, "flock", lambda *args: None)
monkeypatch.setattr("api.portfolio.DATA_DIR", data_dir)
monkeypatch.setattr("api.portfolio.RECOMMENDATIONS_DIR", rec_dir)
monkeypatch.setattr("api.portfolio.WATCHLIST_FILE", data_dir / "watchlist.json")
monkeypatch.setattr("api.portfolio.POSITIONS_FILE", data_dir / "positions.json")
monkeypatch.setattr("api.portfolio.WATCHLIST_LOCK", data_dir / "watchlist.lock")
monkeypatch.setattr("api.portfolio.POSITIONS_LOCK", data_dir / "positions.lock")
# Create 5 recs
for i in range(5):
date_dir = rec_dir / f"2026-01-0{i+1}"
date_dir.mkdir()
(date_dir / "AAPL.json").write_text(json.dumps({"ticker": "AAPL", "decision": "BUY"}))
from api.portfolio import get_recommendations
result = get_recommendations(limit=10, offset=0)
assert result["total"] == 5
assert len(result["recommendations"]) == 5
result = get_recommendations(limit=2, offset=0)
assert result["total"] == 5
assert len(result["recommendations"]) == 2
assert result["offset"] == 0
result = get_recommendations(limit=2, offset=2)
assert len(result["recommendations"]) == 2
assert result["offset"] == 2
assert result["limit"] == 2
class TestConstants:
"""Verify named constants are defined instead of magic numbers."""
def test_portfolio_pagination_constants(self):
"""Portfolio module must have pagination constants."""
portfolio_path = Path(__file__).parent.parent / "api" / "portfolio.py"
content = portfolio_path.read_text()
assert "DEFAULT_PAGE_SIZE" in content
assert "MAX_PAGE_SIZE" in content
def test_portfolio_semaphore_constant(self):
"""Semaphore concurrency must use named constant."""
portfolio_path = Path(__file__).parent.parent / "api" / "portfolio.py"
content = portfolio_path.read_text()
assert "MAX_CONCURRENT_YFINANCE_REQUESTS" in content
assert "asyncio.Semaphore(MAX_CONCURRENT_YFINANCE_REQUESTS)" in content